Senior Compliance Administrator, Guernsey
|Area||Guernsey, United Kingdom|
Our client is a Stockbroking & Investment Management company seeking to recruit a Senior Compliance Administrator.
Overall purpose of the role:
The overriding responsibility of this role is to ensure that compliance policies and procedures meet regulatory requirements, that appropriate controls are in place and that employees are aware of, and adhere to, policies, procedures and controls.
•Preparation / oversight of regulatory returns, ensuring they are submitted by the relevant deadlines.
•Management of the GFSC portal and regulatory communications.
•To review marketing material.
•Management of the PA Dealing, complaints, breaches and incidents processes.
•Provision of compliance advice to the business.
•Ad hoc projects as necessary from time to time.
The successful candidate will have:
•Relevant previous experience of working in a similar role.
•Hold, be working towards, or willing to work towards, a compliance qualification e.g. an International Compliance Association qualification.
•Excellent communication, time management and organisational skills.
•IT literate with the ability to use systems such as MS Office Applications, Word and Excel.
For more information please email: info@
pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.