Download our app for instant access to hundreds of jobs and other features
Download our app!

Compliance Manager, Guernsey

This job does not exist anymore.

Try running a new search or browse our vacancies.

Or fill in the form below to receive job alerts.

2019-11-13 12:14:181970-01-01 Personnel Appointments
Job Type Permanent
Area Guernsey, United Kingdom Guernsey United Kingdom
Sector Compliance
Start Date ASAP
Job Ref XS26466
Job Views 81
Our client is a funds and fiduciary services company seeking to recruit a Compliance Manager -Fiduciary & Funds.

Key responsibilities will include:

•Understanding the Guernsey regulatory requirements for the corporate licences held for a variety of Fiduciary companies, Fund Administration companies and Funds administered under the Fiduciary laws and Codes, Protection of Investors Laws and relevant Legislation.
•Understanding the compliance procedures and company policies necessary to ensure the Compliance team can fulfil the day-to-day functions. Ensuring the Compliance team are operating in accordance with the departments procedures and processes to fulfil the requirements set out by the Board of Directors and the Group.
•To provide advice to staff and management on matters involving regulations and procedures, policies and general understanding of compliance orientated matters.
•To have an understanding of how the administrative functions of the Fiduciary and Fund
•Administration departments work and the systems used.
•Reviewing the updated various compliance registers and logs to ensure they have been updated correctly by the compliance team.
•Undertake/organise Thematic reviews as directed by the Head of Compliance.

The successful candidate will:

•Must have a back ground of working in funds at a middle to senior role
•Knowledge and Experience of Fund Administration and Fund Compliance regimes
•Knowledge and Experience of Fiduciary and Company Administration
•Knowledge and Experience of AML/CFT regimes and their maintenance and reporting requirements
•A working knowledge of the GFSC Handbook and a qualification or experience in Anti Money Laundering/Terrorist Financing is a requirement to allow the review and the approval of any regulatory changes considered to be necessary. Additionally, the successful applicant must have a reasonable understanding of the relevant Laws, including, but not restricted to, knowledge of
•various GFSC and other authoritative bodies in relation to a risk-based approach to regulation.

For more information, please email: or call: +44 1481 723221. Please visit our website for our latest vacancies.

Job TypeClear
Sign in
Similar Jobs
  • Senior Compliance Administrator, Guernsey
    United Kingdom, Guernsey

    Our client is a funds and fiduciary services seeking to recruit a Senior Compliance Administrator.

    Overall purpose of the role;

    This job involves supporting the Compliance Manager in all aspects of the operations of the department and working as a member of a team to carry out general ...
  • Fund Compliance Officer, Guernsey
    United Kingdom, Guernsey

    Our client is a funds administration services company seeking to recruit a Fund Compliance Officer.

    Overall purpose of the role;

    •To assess forthcoming regulatory legislations to ensure the business achieves and maintains high standards of regulatory compliance by providing practica...
  • Manager, Market Regulation Department, Guernsey
    United Kingdom, Guernsey

    Our client is an international stock exchange providing a responsive and innovative listing facility for international companies to raise capital from investors based around the globe seeking to recruit a Manager, Market Regulation Department.

    Overall purpose of the role;

    The Manager w...
Email Me Jobs Like This
Subscribed to similar jobs notifications
We use cookies to provide you with the best possible browsing experience on our website. You can find out more below.
Cookies are small text files that can be used by websites to make a user's experience more efficient. The law states that we can store cookies on your device if they are strictly necessary for the operation of this site. For all other types of cookies we need your permission. This site uses different types of cookies. Some cookies are placed by third party services that appear on our pages.
Necessary cookies help make a website usable by enabling basic functions like page navigation and access to secure areas of the website. The website cannot function properly without these cookies.
ResolutionUsed to ensure the correct version of the site is displayed to your device.
SessionUsed to track your user session on our website.
Statistic cookies help website owners to understand how visitors interact with websites by collecting and reporting information anonymously.
Google AnalyticsGoogle Analytics is an analytics tool to measure website, app, digital and offline data to gain user insights.

More Details