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Senior Compliance Administrator (Compliance Monitoring)


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2020-01-31 12:00:061970-01-01 Personnel Appointments
Job Type Permanent
Area Guernsey, United Kingdom
Sector Compliance
Start Date ASAP
Job Ref XS26785
Job Views 185
Description
Senior Compliance Administrator (Compliance Monitoring), Guernsey

Our client is a Stockbroking & Investment Management company seeking to recruit a Senior Compliance Administrator (Compliance Monitoring).

Overall purpose of the role:

The overriding responsibilities of this role are to ensure that the Compliance Monitoring Programme is kept up to date, that PA dealing, breaches, incidents, complaints, gifts & entertainment etc. are appropriately recorded and addressed where necessary and maintenance of Compliance documentation and information on the intranet.

Key responsibilities will include;

•To undertake the Compliance Monitoring Programme.
•To ensure all compliance registers are maintained.
•To review and update compliance policies.
•Ad hoc projects as necessary from time to time.

The successful candidate will have:

•Relevant previous experience of working in a similar role.
•To hold, or be working towards, a compliance qualification e.g. an International Compliance Association Diploma qualification.

For more information, please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.

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